CRN petition asks FDA to change how it interprets drug preclusion clause

Josh Long, Associate editorial director, Natural Products Insider

May 10, 2023

4 Min Read
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The Council for Responsible Nutrition (CRN) has submitted a citizen petition to FDA, requesting sweeping changes in how the agency interprets a clause in federal law that essentially precludes ingredients from dietary supplements if the “article” has been first approved as a drug or authorized for investigation as a new drug.

The Washington, D.C.-based trade association argues FDA’s interpretation of the race-to-market clause in the law has been misapplied to dietary supplement ingredients that FDA previously acknowledged as lawfully marketed, endangering future innovation. CRN cites examples of specific ingredients, including N-acetyl cysteine (NAC) and beta-nicotinamide mononucleotide (NMN).

“We are deeply distressed by FDA’s decision to revoke the status of these ingredients as dietary supplements, which threatens future innovation, because by doing so, they’ve flipped the script on how drug preclusion is supposed to work, leaving all parties—manufacturers, retailers and consumers—in a sort of regulatory limbo going forward,” CRN President and CEO Steve Mister said in a press release that announced the citizen petition. “Without a reexamination of FDA’s position, and guidance that lends clarity and predictability to the process, manufacturers are discouraged from continued innovation of new ingredients, and retailers are not sure whether they should, or are able to, continue to make these products available to the public for fear of selling ‘illegal’ supplements.”

Related:Mystery of drug authorization dates poses challenges for natural products industry

The 18-page citizen petition raises many nuanced issues of law. It requests FDA reconsider several of its positions, including the date that triggers drug preclusion.

According to FDA, an ingredient is excluded in a dietary supplement if it has been authorized for investigation as a new drug (before being lawfully marketed in supplements) and was the subject of substantial clinical investigations that were instituted and made public.

But FDA typically does not disclose when an ingredient was authorized for investigation as a new drug, citing several statutes and regulations that preclude it from discussing details of an IND (investigational new drug) application. FDA considers the date that an IND application takes effect as the pivotal race-to-market date.

CRN requested FDA "determine that the preclusion date referenced in the statute (i.e., the date on which the 'race to market' between a drug and a supplement is adjudicated) is the date the existence of substantial clinical trials are made public, not the non-public date on which an investigational new drug (IND) application goes into effect."

Related:Pharma company raises questions over race to market between drugs, supplements

The relevance of the IND date to drug preclusion was the subject of an article published in October 2022 by Natural Products Insider as part of a two-part series that examined the regulatory status of NMN, an anti-aging ingredient marketed in recent years in supplements.

The following month, FDA advised ingredient suppliers that NMN was excluded in supplements after new information came to the agency’s attention.

Even when an ingredient is barred in supplements under the drug preclusion clause, FDA has discretion—through the secretary of the U.S. Department of Health and Human Services (HHS)—to make an exception via a notice-and-comment rulemaking. FDA, however, has never used this authority in the nearly three-decade history of the Dietary Supplement Health and Education Act of 1994 (DSHEA).

In its citizen petition, CRN requested guidance from FDA, indicating how it will use its discretion to create exceptions to drug preclusion through notice-and-comment rulemaking.

“Such guidance should provide clear criteria by which the agency would determine that an article ‘would be lawful under this [Act]’ and provide a framework for companies to petition for such rulemaking,” the petition stated. “By its inclusion in the express language of the statute, Congress clearly intended that FDA would effectualize this process and allow for marketing of certain ingredients as dietary supplements even when they might otherwise be prohibited by the express reading of the section. FDA should make that a reality.”

An FDA spokesperson had no comment on CRN’s petition—other than to say the agency is reviewing it and will respond directly to the petitioner.

About the Author(s)

Josh Long

Associate editorial director, Natural Products Insider, Informa Markets Health and Nutrition

Josh Long directs the online news, feature and op-ed coverage at Natural Products Insider, which targets the health and wellness industry. He has been reporting on developments in the dietary supplement industry for over a decade, with a focus on regulatory issues, including at the Food and Drug Administration.

He has moderated and/or presented at industry trade shows, including SupplySide East, SupplySide West, Natural Products Expo West, NBJ Summit and the annual Dietary Supplement Regulatory Summit.

Connect with Josh on LinkedIn and ping him with story ideas at [email protected]

Education and previous experience

Josh majored in journalism and graduated from Arizona State University the same year "Jake the Snake" Plummer led the Sun Devils to the Rose Bowl against the Ohio State Buckeyes. He also holds a J.D. from the University of Wyoming College of Law, was admitted in 2008 to practice law in the state of Colorado and spent a year clerking for a state district court judge.

Over more than a quarter century, he’s written on various topics for newspapers and business-to-business publications – from the Yavapai in Arizona and a controversial plan for a nuclear-waste incinerator in Idaho to nuanced issues, including FDA enforcement of the Dietary Supplement Health and Education Act of 1994 (DSHEA).

Since the late 1990s, his articles have been published in a variety of media, including but not limited to, the Cape Cod Times (in Massachusetts), Sedona Red Rock News (in Arizona), Denver Post (in Colorado), Casper Star-Tribune (in Wyoming), now-defunct Jackson Hole Guide (in Wyoming), Colorado Lawyer (published by the Colorado Bar Association) and Nutrition Business Journal.

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